FINRA Video Series Highlights Broker-Dealers’ Common Cybersecurity Deficiencies

In a series of three video programs published on the FINRA website in recent weeks, FINRA provided guidance on common deficiencies it has been seeing in its cybersecurity examinations of member firms, and recommended a number of measures to address these issues. Firms should heed these warnings both so that they are prepared for when FINRA (or SEC or state) examiners come calling and, perhaps more importantly, so that they are as protected as they reasonably can be from the variety of cyberattacks facing the financial industry. Read more >>